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May 15, 2013 by Frank Ji
Common strategies U.S. multinational companies may use to improve cash flow from China.
May 15, 2013
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Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today charged husband-and-wife executives at a China-based company with engaging in a scheme to overstate the company’s revenues an...
May 9, 2013
FOR IMMEDIATE RELEASE2013-85
Washington, D.C., May 9, 2013 — The Securities and Exchange Commission today announced that Bruce Karpati, chief of the Enforcement Division’s Asset Management Unit, will be leaving the agency for the pr...
May 2, 2013
FOR IMMEDIATE RELEASE2013-78
Washington, D.C., May 2, 2013 — The Securities and Exchange Commission today charged the gatekeepers of a pair of mutual fund trusts with causing untrue or misleading disclosures about the factors they conside...
May 1, 2013
Earlier this year, the Department of Health and Human Services issued their "Final Rule" to modify HIPAA - the 1996 legislation that's the beating heart of healthcare security, privacy and data portability. The lack of data portability contin...
May 1, 2013
Local fund directors in the Cayman Islands are opposing the Cayman Islands Monetary Authority's plans to create a public directors' database.
May 1, 2013
Apple raised $17 billion in bond sales Tuesday in the company's first debt offering in almost two decades.
April 22, 2013
FOR IMMEDIATE RELEASE
2013-67
Washington, D.C., April 22, 2013 — The Securities and Exchange Commission today announced that Acting Director George Canellos and former federal prosecutor Andrew Ceresney have been named Co-Directors of the Divisi...
April 18, 2013
Nevada state senators are considering allowing companies to adopt a benefit-corporation structure.
April 3, 2013
FOR IMMEDIATE RELEASE
2013-53
Washington, D.C., April 3, 2013 — The Securities and Exchange Commission today announced that Marc Fagel, the director of the San Francisco Regional Office, will be leaving the agency later this month for the privat...
April 3, 2013
Private companies in the U.S. saw an average 7.6 percent net profit margin growth, a new Sageworks study finds.
March 28, 2013
U.S. home values increased 8.1 percent in January from a year prior, the largest improvement in more than six years.
March 25, 2013 by Mike Ross
Boards should prohibit senior executives from using margin loans to limit conflicts of interest.
March 19, 2013
A European Securities and Markets Authority e-mail statement highlighted credit ratings companies failings in the "process of disclosure and implementation of changes" when rating European banks.
March 14, 2013 by Kate Iannelli
Data from a recent nonprofit governance survey show a shift in board emphasis to strategy and performance.
March 11, 2013
FOR IMMEDIATE RELEASE
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Washington, D.C., March 11, 2013 — The Securities and Exchange Commission today announced charges against New York-based private equity firm Ranieri Partners, a former senior executive, and an unregistered broker wh...
March 7, 2013
FOR IMMEDIATE RELEASE
2013-34
Washington, D.C., Mar. 7, 2013 — The Securities and Exchange Commission today charged a California-based lawyer who has been fraudulently churning out baseless legal opinion letters for penny stocks through his webs...
March 6, 2013
The Institute for Supply Management's non-manufacturing index unexpectedly rose from 55.2 in January to 56.
February 28, 2013
FOR IMMEDIATE RELEASE
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Washington, D.C., Feb. 28, 2013 — The Securities and Exchange Commission today charged a China-based petrochemical company and its former chief financial officer with accounting and disclosure violations, and they a...
February 21, 2013
FOR IMMEDIATE RELEASE
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Washington, D.C., Feb. 21, 2013 — The Securities Exchange Commission today published its examination priorities for 2013, which cover a wide range of issues at financial institutions, including broker-dealers, clear...
